A THOROUGH UNDERSTANDING OF ASSESSMENT VALIDATION: VALIDATING ASSESSMENTS

A Thorough Understanding of Assessment Validation: Validating Assessments

A Thorough Understanding of Assessment Validation: Validating Assessments

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Once RTOs receive registration, they must oversee many aspects such as annual declarations, AVETMISS reporting, and marketing compliance. Of all these duties, validation is frequently the most daunting.

Although our articles cover validation extensively, let’s redefine it. According to ASQA, validation is a quality review of the assessment process.

Put simply, validation checks which parts of an RTO's assessment process are accurate and spots areas for enhancement. A proper understanding of its main elements can make validation less daunting.

Clause 1.8 of the 2015 SRTOs indicates that RTOs need to ensure their assessment systems, including RPL, are compliant with training package requirements and conducted in accordance with the Principles of Assessment and Rules of Evidence.

According to the standards, RTOs must conduct two types of validation.

The first kind of assessment validation ensures your RTO's assessment adheres to the training package requirements within your scope.

The second type of validation verifies assessments are conducted according to the principles of assessment and rules of evidence.

It suggests that validation takes place before and after the assessment. This article focuses on the first type—assessment tool validation.

Understanding the Two Types of Assessment Validation

Clarifying Assessment Validation

As discussed before and in previous blogs, validation includes two processes: (1) assessment tool validation and (2) post-assessment validation.

Assessment tool validation, sometimes called pre-assessment validation, focuses on ensuring all unit requirements are met, in line with the first part of the clause, ensuring complete workbook compliance.

On the other side, post-assessment validation pertains to the implementation, requiring Registered Training Organisations to adhere to the Principles of Assessment and Rules of Evidence.

This article will focus on assessment tool validation.

How Assessment Tool Validation is Conducted

Having distinguished between the two types of validation, let’s dive into the details of assessment tool validation.

When to Conduct Assessment Tool Validation

Assessment tool validation aims to verify that all elements, performance criteria, and performance and knowledge evidence are covered by your assessment tools.

Therefore, any time you obtain new learning resources, assessment tool validation should be completed before students use them.

There's no necessity to wait for the next 5-year cycle validation schedule. Validate new resources immediately to ensure they are appropriate for student use.

Still, this isn't the only reason for this type of validation. Conduct assessment tool validation when you:

- resources are updated
- new training products are added by you on scope
- course is reviewed against training product updates
- identifying your learning resources as a risk during your risk assessment

ASQA's risk-based regulation approach means RTOs should perform regular risk assessments. If students complain about learning resources, it's a perfect time for assessment tool validation.

What Training Products Should Be Validated?

It's important to remember this validation ensures that all learning resources are compliant before use. All RTOs need to validate resources for each unit.

Assessment Tool Validation: Required Resources

Academic Resources

For validation of your assessment tools, you will require the full set of your learning resources:

Mapping tool – the first document to review. It indicates which assessment items meet unit requirements, aiding in faster validation.

Learner/student workbook – validate its suitability as an assessment tool. Ensure instructions are clear and answer fields are adequate. This is a frequent gap.

Assessor guide/marking guide – check that instructions for assessors are adequate and that there are clear benchmarks for each assessment item. Clear benchmarks are essential for reliable assessment outcomes.

Other related resources – might include checklists, registers, and templates developed independently from the workbook and marking guide. Validate them to confirm they fit the assessment task and address unit requirements.

Validation Group

Clause 1.11 sets out the requirements for validation panel members, stating that validation can be conducted by one or more individuals. RTOs generally require all trainers and assessors to be involved, sometimes including industry experts.

Together, your validation panel should possess:

Relevant vocational competencies and up-to-date industry skills for the unit being validated

Current knowledge and skills in vocational teaching and learning

Any one of the following training and assessment credentials:

TAE40116 Certificate IV in Training and Assessment or the next version

Assessment validation checklist/template
Having a validation tool helps you with both the validation process and documentation. Using a validation tool makes it easier to look at how each assessment item maps against each unit requirement.
Having a validation tool helps in both the validation process and documentation. It makes it simpler to see how each assessment item aligns with each unit requirement.
At the same time, it can serve as your document evidence that you have validated your resources before letting the students use them.
It also serves as evidence that you have validated your resources before students use them.

ASQA does not provide a recommended or required template for assessment tool validation, but many templates are available online. These tools generally have validators review the tools as a whole to determine if they meet the principles of assessment.

Assessment Principles Checklist Yes/No/Partially Comments
1. Fair
2. Flexible
3. Valid
4. Reliable

Although such templates ease validation, they can cause judgment errors since there’s minimal space for comments on each assessment item.

It is highly advisable to use a more detailed template for evaluating each unit requirement and its corresponding assessment items. Below is an example:

Element Performance Criteria Assessment Directions Benchmarks Assessment Tools Rectification Recommendations
What do you Need to Check?
What to Inspect?

As we explained in our blog post Common Problems In Assessment Tools, it’s vital that your assessment tools enable trainers to follow assessment principles and evidence rules.

Core Principles of Assessment
Fairness – Does the assessment provide equal opportunity and access to all participants?

Flexibility – Does the assessment more info offer various options to demonstrate competence based on different needs and preferences?

Validity – Does the assessment evaluate what it is meant to evaluate? Is it a valid tool for measuring the required skill or knowledge?

Reliability – Will the assessment give consistent results every time, no matter who conducts the training? Will different assessors consistently decide on skill competence?

Evidence Key Rules

Validity – Does the evidence prove that the candidate possesses the skills, knowledge, and attributes described in the unit of competency and associated assessment requirements?
Sufficiency – Is there enough evidence to ensure that the learner has the skills and knowledge required?
Sufficiency – Is there sufficient evidence to confirm the learner has the required skills and knowledge?

Authenticity – Does the assessment tool confirm that the work is the candidate’s own?

Currency – Are the assessment tools in line with current units of competency and contemporary industry practices?

Despite being regularly covered in VET professional development and nationally recognised training, many tools still have issues with these requirements.

To avoid using learning resources that leave certain unit requirements unaddressed, ensure you adhere to these guidelines:

Practice Your Teachings

Focus on the verbs used in the unit requirements and make sure they are addressed by the assessment item. For instance, in the unit CHCECE032 Nurture babies and toddlers, one performance evidence requirement asks students to:

Perform each of the following tasks at least once with two different babies under 12 months old in a safe environment, using age-appropriate verbal and non-verbal communication per service and regulatory requirements:

changing diapers

prepare bottles, feed infants from bottles, and clean equipment

prepare solid foods and feed babies

respond to baby signs and cues suitably

settle infants for sleep and prepare them

monitor and encourage age-appropriate physical exploration and gross motor skills

Having students describe the nappy-changing process for babies under 12 months doesn’t fulfill the unit requirement. Unless the requirement assesses underpinning knowledge (i.e., knowledge evidence), students should be doing the tasks.

Keep an Eye on Plurals!
Pay attention to the numbers. In our example on one of the unit requirements of CHCECE032, this single unit requirement calls for the students to complete the tasks at least once on two different babies under 12 months of age. Having students complete the tasks listed twice on just 1 baby won’t cut it.
Pay attention to the numbers. In our CHCECE032 example, one unit requirement requires students to complete the tasks at least once with two different babies under 12 months old. Doing the tasks twice with one baby isn’t sufficient.

All or Nothing

Pay attention to lists. As mentioned earlier, if students perform only half the tasks listed, it’s non-compliant. Each assessment item must address all requirements, or the student is not yet competent and the assessment tool is non-compliant.
Can you be more specific?
Be Clearer

Every assessment item needs clear and specific benchmark answers to guide the assessor’s judgment on student competence. Thus, ensure your instructions are not confusing for students or assessors. For example:
What kind of information can be included in a work package?
What information might be included in a work package?

Answers may include:

Obligatory resources

Associated costs

Time assigned for activities

Assigned functions and responsibilities

If an assessment item demands multiple answers, specify how many answers a student must provide. This ensures your assessment is reliable, and the evidence gathered is valid.

The same applies to assessment items with double-barrelled questions or those requiring multiple answers simultaneously. These can confuse students and assessors, as demonstrated in the sample question below:

Name a hazard and/or environmental issue in the work area and pick the most effective hazard control hierarchy.

Answers could include, but are not limited to:

Weather conditions – isolation of work area, engineering, PPE

Work area and ground conditions – eliminating hazards, isolation, use of engineering controls

People – isolating, engineering, administration

Structural hazards – substitution, isolation, use of engineering controls

Chemical hazards – isolation, engineering, administrative controls

Equipment or machinery – isolating, engineering, administration

Avoiding double-barrelled questions makes it easier for students to answer and for assessors to judge competence accurately.

Given these requirements, you might wonder, “Don’t learning resource developers provide audit guarantees?” However, these guarantees require waiting for an audit to rectify noncompliance. This impacts your compliance history, so it’s better to take a safe and compliant route.

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